Используйте «securities and exchange commission» в предложении
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securities and exchange commission
1. What may be the most perplexing of his sins is the fact that those sins, consisting of insider trading and many other violations of the requirements of stock trading at the time, were rewarded by FDR by appointing Big Bad Joe to head the Securities and Exchange Commission
2. hated the Securities and Exchange Commission, which policed the
3. Congress passed the Williams Act of 1968 that required the notification of the Securities and Exchange Commission of the intent of hostile takeovers and made it more difficult to carry them out successfully
4. Then you disappear into your office where you place a call to your cousin so he can work out the details of filing with the SEC (Securities and Exchange Commission) for paying a dividend as well as Awakenings’ second stock split
5. It was assumed that if this continued, the Securities and Exchange Commission would close the markets until some of this boiled over or calmed down
6. A report to the United States Securities and Exchange Commission by the Hollinger Institute accused Black of running a “corporate kleptocracy” and there must have been some basis for the accusation because Black was ordered to pay Hollinger 6
7. And those are legitimate trades, reported by insiders to the Securities and Exchange Commission
8. Officers and investors who hold more than 5 percent of the shares in a publicly traded company must report their buying and selling to the Securities and Exchange Commission
9. They are prohibited in the United States, due to restrictions by the Securities and Exchange Commission
10. A number of organizations regulate the futures markets, including the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC)
11. Securities and Exchange Commission (SEC): The main regulatory organization of U
12. This was a telephone conversation that Richard Ney had with an SEC (Securities and Exchange Commission) official
13. They chose to focus on the wealth of new financial information made available through the establishment of the Securities and Exchange Commission
14. Securities and Exchange Commission loosened the handcuffs it had long ago clamped onto the direct sale of stocks to the public
15. Besides this, we have had 37 years of control over the exchanges and their members by the Securities and Exchange Commission
16. Securities and Exchange Commission or securities regulators in the state where their practice is based
17. Since Securities and Exchange Commission control was instituted,* along with the breakup of most of the holding-company systems, public-utility financing has been sound and bankruptcies unknown
18. Securities and Exchange Commission, Tyco retroactively added $257 million in MORON charges to its 1998 expenses—meaning that those “nonrecurring” costs had actually recurred in that year, too
19. Securities and Exchange Commission was investigating whether America Online had improperly accounted for marketing costs
20. “Letter stock” is stock not registered for sale with the Securities and Exchange Commission (SEC), and for which the buyer supplies a letter stating the purchase was for investment
21. New offerings may now be sold only by means of a prospectus prepared under the rules of the Securities and Exchange Commission
22. Securities and Exchange Commission (annual report, Form 8K, and Form 10-K) found in the EDGAR database at www
23. Securities and Exchange Commission that Informix had committed accounting fraud, the company later restated its revenues, wiping away $244 million in such “sales
24. Securities and Exchange Commission secured a permanent injunction against Posner, NVF, and Sharon Steel to prevent them from future violations of Federal laws against securities fraud
25. Though Securities and Exchange Commission regulations require that all sorts of disclaimers about the company's potential be included in the prospectus, the interests behind the offering trump that cautionary tale with their own versions of future riches
26. Before entering Columbia, he worked at the Securities and Exchange Commission and Goldman Sachs
27. The regulators in the United States, whether governmental as embodied in the Securities and Exchange Commission, or private as embodied in the Financial Accounting Standards Board, seem to share the same view wholeheartedly
28. Once a company has become public, it is required to remain a filing company with the Securities and Exchange Commission as long as there are 300 or more stockholders of record of any class of equity securities
29. Companies filing with the Securities and Exchange Commission comply with either Section 12 or Section 15 of the Securities Exchange Act of 1934
30. 5 The one group that might be viewed in the broadest perspective as dedicated almost solely to the interests of outside, passive investors is the Securities and Exchange Commission
31. On a practical level this is not wholly true, but it is our view that the Securities and Exchange Commission has been more dedicated to the interests of OPMIs than any other group in the economy
32. Many economists also go one step further and say that there is no need for Securities and Exchange Commission disclosures and other investor protections
33. There are three principal roles of the Securities and Exchange Commission (SEC) and these involve some conflicts with free markets
34. If the Securities and Exchange Commission did not foster regulation in these areas, the climate for OPMI investment might be as poor as it seems to be in most emerging markets
35. The reverse is also true: Doing field work is not a substitute for carefully reading relevant documents—Securities and Exchange Commission (SEC) filings, stockholder mailings, court records, competitors’ documents, and industry publications
36. The regulators, whether governmental as embodied in the Securities and Exchange Commission, or private as embodied in the Financial Accounting Standards Board, seem to share the same view wholeheartedly
37. Subscribers to this conventional view of the role of GAAP include academic finance, Graham and Dodd fundamentalists, and accounting authorities ranging from the Financial Accounting Standards Board (FASB) to the Securities and Exchange Commission (SEC)
38. The key disclosure documents for creditors of, and investors in, public companies are those issued pursuant to rules and regulations promulgated by the Securities and Exchange Commission
39. Reliance obstruction in the courts and with regulatory agencies—the Securities and Exchange Commission and the Pennsylvania Insurance Commission—would be eliminated if management were at least neutral
40. No third party buyer would be able to sell that amount of Leasco equity in the open market at 80 to 83 in the absence of a registration statement with the Securities and Exchange Commission
41. Leasco was to arrange at its own expense (if it could) that these units would be registered with the Securities and Exchange Commission, so that they could be sold publicly, preferably through an underwritten public offering
42. Apart from these contractual restrictions on resale, the 330,000 shares involved were restricted for Securities and Exchange Commission purposes
43. Under the rules and regulations in effect in 1968, these shares could have been sold publicly only through a registered offering via a registration statement filed with the Securities and Exchange Commission, unless the Commission was to issue a no action letter or a holder was able to obtain a legal opinion that there had been a “change of circumstances
44. In fact, when the preliminary registration statement was filed with the Securities and Exchange Commission on September 26, 1968, R
45. The Securities and Exchange Commission’s (SEC) complaint against Riverstone cited almost $30 million in fraudulent revenues over several quarters, with overstatements ranging from 14 percent to more than 20 percent of revenue during each quarter
46. But in 1975, when the Securities and Exchange Commission forced the industry to deregulate, Schwab created one of the first discount brokerages and pioneered a whole new way of doing business that shook Wall Street to its core
47. ” In the same article, Arthur Levitt, chairman of the Securities and Exchange Commission, stated: “The competition for investing banking business is so keen that analysts’ sell recommendations on stocks of banking clients are very rare
48. The simple test to check the integrity of the management is to compare the income tax paid numbers, which are indicated on the earnings release and the documents that are submitted to the Securities and Exchange Commission (SEC) as a 10-Q or 10-K
49. Also, the Securities and Exchange Commission (SEC) restricts them to selling only during a particular timeframe because they need to use that timeframe to raise cash for their personal needs
50. Insiders have specific rules for trading their company’s shares and you should always follow Securities and Exchange Commission (SEC) rules
